DNB Markets Inc. New York

DNB Markets, Inc. is a U.S. registered broker-dealer. We are a wholly owned subsidiary of DNB Bank ASA in New York.

New york Hudson yards where DNB Markets Inc is situated

Leading U.S broker in sales and trading of Nordic equity and fixed income securities
We provide a wide range of investment banking products
We provide services to domestic and international corporate and institutional clients

DNB Markets, Inc. New York

We are an U.S. registered broker-dealer established in New York since 2003. We are a wholly owned subsidiary of DNB Bank ASA and are an integral part of the Bank's global investment platform.

We provide a range of investment banking products and services to domestic and international corporate clients and institutional clients in the United States and Canada including the following:

Contact Information

Telephone: +1 212 551 9800

Switchboard: +1 212 681 3800

Address:

30 Hudson Yards, New York, NY 10001 USA

Standard Settlement Instructions

Equity Capital Markets

Debt Capital Markets

Equity Sales and Trading

We have an experienced team of professionals combining expertise in the relevant product areas as well as our primary industry verticals

Primary industry verticals covered include Shipping/Offshore/Logistics, Energy/Oilfield Services, Seafood and Health Care.

We are a leading U.S. broker in the sales and trading of Nordic equity and fixed income securities in both primary and secondary markets.

We have an experienced team of professionals combining expertise in the relevant product areas as well as our primary industry verticals. Working in close cooperation with DNB Bank’s client relationship managers, we look to source, structure and execute on solutions to enhance our clients’ financial and strategic position.

Questionnaires and legal forms

DNB Markets, Inc. Client Questionnaire

AML Questionnaire

Information about Beneficial Ownership

With reference to the Norwegian Money Laundering Act, DNB Markets is required to collect information from our clients, including the purpose of the business relationship, the clients' intended use of our services, and the origins of funds or securities.

For companies and other legal entities, information about beneficial owners must also be collected.

Please download and sign this form

All information obtained will be treated confidentially and in accordance with the Norwegian Personal

Data Act.

Institutional Sustainability Certificate

Important information for investors in the US

US Patriot Act

The US Customer Identification Program Notice

US CUSTOMER IDENTIFICATION PROGRAM NOTICE

IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To aid the United States government in the battle against the funding of terrorism and money laundering, federal law requires all financial institutions to obtain, verify and record information that identifies each individual and/or entity that engage in business with our bank, as a prerequisite to doing such business.

Forms of identification to be provided to DNB Bank, upon request, as a means of identifying, may be, but not limited to, proof of physical address (excluding PO Boxes), U.S. Taxpayer or foreign identification number, government identification documents, Certificate of Good Standing for U.S. corporations or a certified copy of its Articles of Incorporation.

U.S Special Measures - Financial Institutions